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Control Systems at the Office of the Public Guardian and Trustee—Assessment of Implementation

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Summary

In November 2021, we completed our assessment of implementation from our February 2013 audit of Alberta Justice and Solicitor General’s Control Systems at the Office of the Public Guardian and Trustee (OPGT). We found that four of our five recommendations have been implemented:

  • IMPLEMENTED Recommendation: Improve supervisory review of client files
  • IMPLEMENTED Recommendation: Strengthen the role of internal audit (now Divisional Assurance)
  • IMPLEMENTED Recommendation: Strengthen approval and payment processes for payments from client trust accounts
  • IMPLEMENTED Recommendation: Improve processes to ensure client files are appropriately documented
  • REPEATED Recommendation: Improve and follow policies and procedures
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